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  1. Project Manager - FINRA

    www.ziprecruiter.com - G MASS - New York, NY
    3 days ago - a global trading firm to support a key regulatory initiative centred on FINRA. They’re looking for a sharp and delivery-focused Project - Save Job - - More

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  2. Partner Attorney - Securities/FINRA

    www.ziprecruiter.com - Softcom Systems Inc - New York, NY
    1 day ago - Job Title: Partner Attorney - Securities/FINRA * Location: New York, NY (4 days in office) * Job - Save Job - - More

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  3. Financial Advisor - Southern MN

    www.indeed.com - Thrivent - Rochester, MN
    30+ days ago - veterans are encouraged to apply. Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting - Save Job - - More

    View Job Details : Financial Advisor - Southern MN

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  4. Financial Consultant

    www.indeed.com - Heartland Bank - Upper Arlington, OH
    30+ days ago - to serve all of the client’s financial needs. What it Takes: FINRA registrations (Series 7 and 63/65, or 66 securities - Save Job - - More

    View Job Details : Financial Consultant

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  5. FINRA-Licensed Agents: Serving Educators | Decatur, TX

    click.appcast.io - Horace Mann Insurance - Decatur, TX
    5 days ago - Future While Securing Theirs Are you a FINRA-licensed financial advisor or insurance agent looking to take your career to the next - Save Job - - More

    View Job Details : FINRA-Licensed Agents: Serving Educators | Decatur, TX

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  6. Brokerage firm - FINRA Licensed Compliance Associate

    www.ziprecruiter.com - ViewTrade - Boca Raton, FL
    30+ days ago - Register/deregister new/old employees in the CRD and FINRA systems and process all related documentation. * Keeping track and - Save Job - - More

    View Job Details : Brokerage firm - FINRA Licensed Compliance Associate

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  7. Compliance Officer

    www.ziprecruiter.com - Dominari Securities LLC - New York, NY
    30+ days ago - compliance experience * Equity capital markets and/or investment banking experience * FINRA Series 7 and 24 license required. Series 14, 53, and/or 79 - Save Job - - More

    View Job Details : Compliance Officer

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  8. Associate Compliance Officer, Broker Dealer and RIA

    www.ziprecruiter.com - International Assets Advisory, LLC - Orlando, FL
    11 days ago - energetic professional with compliance experience within a broker- dealer and an understanding of FINRA Broker-Dealer and SEC Registered Investment - Save Job - - More

    View Job Details : Associate Compliance Officer, Broker Dealer and RIA

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  9. Staff Accountant

    www.ziprecruiter.com - Abacus Life - Orlando, FL
    30+ days ago - starter with efficient time management and organizational skills • FINRA Series 27 or Series 99 a plus • BA/BS in Accounting - Save Job - - More

    View Job Details : Staff Accountant

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  10. Wealth Oversight & Controls Consultant

    www.jobswipe.net - Northwestern Mutual Careers - Milwaukee, WI
    1 day ago - Bring Your Best! What the role needs: * Requires FINRA SIE, Series 7 and Series 24. * Bachelor - Save Job - - More

    View Job Details : Wealth Oversight & Controls Consultant

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  11. Escalations Manager – Registered (FINRA License Series 24 or Series 9 & 10))

    de.jobsyn.org - Wells Fargo - Taguig City, Phl
    2 days ago - Financial Industry Regulatory Authority (FINRA) Series 7 examinations (or FINRA recognized - Save Job - - More

    View Job Details : Escalations Manager – Registered (FINRA License Series 24 or Series 9 & 10))

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  12. Senior Regional Manager, Schwab Wealth Advisory

    www.jobswipe.net - Charles Schwab - Westlake, TX
    9 hours ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

    View Job Details : Senior Regional Manager, Schwab Wealth Advisory

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  13. Senior Regional Manager, Schwab Wealth Advisory

    www.jobswipe.net - Charles Schwab - Edina, MN
    9 hours ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

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  14. Senior Regional Manager, Schwab Wealth Advisory

    www.jobswipe.net - Charles Schwab - Lone Tree, CO
    9 hours ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

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  15. Senior Regional Manager, Schwab Wealth Advisory

    www.jobswipe.net - Charles Schwab - Orlando, FL
    9 hours ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

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  16. Financial Planning Assistant

    www.ziprecruiter.com - Hantz Group - Independence, OH
    30+ days ago - Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA - Save Job - - More

    View Job Details : Financial Planning Assistant

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  17. Financial Planning Assistant

    www.ziprecruiter.com - Hantz Group - Willoughby, OH
    30+ days ago - Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA - Save Job - - More

    View Job Details : Financial Planning Assistant

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  18. Senior Regional Manager. Schwab Wealth Advisory

    www.jobswipe.net - Charles Schwab - Indianapolis, IN
    9 hours ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

    View Job Details : Senior Regional Manager. Schwab Wealth Advisory

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  19. Senior Regional Manager, Schwab Wealth Advisory- South Mountain

    www.jobswipe.net - Charles Schwab - Scottsdale, AZ
    9 days ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

    View Job Details : Senior Regional Manager, Schwab Wealth Advisory- South Mountain

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  20. Senior Regional Manager, Schwab Wealth Advisory- South Mountain

    www.jobswipe.net - Charles Schwab - Phoenix, AZ
    9 days ago - Bachelor’s Degree required * Active and valid FINRA Series 7 license required * Active and valid FINRA - Save Job - - More

    View Job Details : Senior Regional Manager, Schwab Wealth Advisory- South Mountain

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